Brian Lee – Series 63 Video Course

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Brian Lee – Series 63 Video Course

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Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!

Your Instructor

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Module 1 State and Federal Regs.

Introduction (12:41)

Downloadable Series 63 Quicknotes

Persons, Broker/Dealers, Agents (27:32)

Lesson 2 – Investment Advisers (21:56)

Lesson 3 – Investment Adviser Reps. (5:11)

Definition of Persons Worksheet

Lesson 4 – Registration Procedures (U.S.A.) (22:57)

Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)

Lesson 6 – Administrator’s Provisions (20:31)

Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s

Lesson 1 – Statement of Policy of Unethical Practices (28:16)

Lesson 2 – Closing (1:24)

Final Exam

Practice Final

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Brian Lee|Brian Lee – Series 63 Video Course|Series 63 Video Course